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Wells Fargo Sec Anlt Job In Wells Fargo At New York, NY

Wells Fargo Sec Anlt

  • Full-Time
  • New York, NY
  • Wells Fargo
  • Posted 3 years ago – Accepting applications
Job Description
Job Description


Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as “Personal Cell” or “Cellular” in the contact information of your application.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Corporate & Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe.

Sales coverage supporting our Asia based institutional Fixed Income investors. Performs a variety of tasks for moderately complex to complex transactions or processes that require in-depth knowledge of institutional brokerage products and services. Monitors and tracks referrals and sales results. Takes and executes solicited/unsolicited investment orders.

Responsibilities include: providing customer service by solving operational issues; supporting the unit's commitment to customers' satisfaction through fast and courteous service via telephone and written correspondence; and processing customer service requests (address changes, statement copies, etc.).

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.


Required Qualifications


  • 2+ years of financial services industry experience; or a BS/BA degree or higher


Desired Qualifications


  • Intermediate Microsoft Office skills
  • Strong technical and analytical skills including financial analysis
  • Excellent verbal, written, and interpersonal communication skills
  • Effective organizational, multi tasking, and prioritizing skills
  • Solid problem solving and decision making skills


Other Desired Qualifications

  • Excellent written, communication and interpersonal skills in both English & Mandarin (Korean also preferred)
  • Bachelors degree preferred

Job Expectations


  • Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted.
  • Registration for FINRA Series 7 must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted.
  • Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted


Street Address


NY-New York:
30 Hudson Yards - New York, NY

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