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Prime Services Operations Job In Wedbush Securities At Los

Prime Services Operations Associate Details

Prime Services Operations Associate

Wedbush Securities - Los Angeles, CA

Employment Type : Full-Time

Job Description:


Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.

Our Prime Brokerage Group is expanding our platform and we have an immediate opening for an entrepreneurial-minded Associate to join our team. Our clients primarily trade U.S. equity, options, futures and debt. This role will be responsible for providing operational support to a team of experienced professionals who are dedicated to service our Prime Brokerage clients.

Responsibilities include, but are not limited to:

  • Onboard prospective clients
  • Assist in developing, nurturing, and cultivating client relations
  • Develop a style of collaboration and professionalism which supplements our current offering
  • Process wires, DWAC & DRS Transfers
  • Research & resolve short sale/locate exceptions
  • Locate and/or pre-borrow securities for clients
  • Liaise between clients & credit team for margin calls
  • Assist in resolving trade discrepancies (breaks)
  • Import and process allocation & trade files
  • Effect agency trades per client instructions
  • Perform other duties as required and assigned

Required Experience:
  • Bachelor's Degree from an accredited university, preferably in Business, Economics, Finance, or related field
  • FINRA Series 7 and 63/66 licenses highly preferred
  • 1-2+ years of Prime Brokerage experience preferred
  • Must have strong communication and interpersonal skills
  • Must be highly organized and able to multitask
  • Must have ability to work effectively and independently under supervision and tight deadlines
  • Must be astute, adaptable, self-starter, and comfortable in a team environment
  • Ability to work in a constant state of alertness and safe manner

From: Wedbush Securities

Posted on : 3 years ago
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