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Operations Specialist - Job In Oppenheimer & Co. Inc. At New

Operations Specialist - New Accounts Details

Operations Specialist - New Accounts

Oppenheimer & Co. Inc. - New York, NY

Employment Type : Full-Time

Qualifications:

  • High School diploma or equivalency; some college preferred
  • 1-2 years’ Financial Services experience required
  • Basic computer knowledge

Essential Duties and Responsibilities:

  • Work independently and cooperatively within specified section
  • Comply with section policies, procedures and escalation protocols

Job Functions and Tasks:

  • Participate in knowledge transfer with senior and junior staff
  • Control and address the account opening process by becoming familiar with the KYC System and related Finet screens
  • Control and address the account maintenance process using applicable Finet screens
  • Control and address document review & coding
  • Escalate unsolved violations and problems to Management
  • Other duties and tasks as assigned

#LI-LD1

Posted on : 3 years ago
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