Financial Crime Compliance, Conduct and Integrity, Associate Details

Financial Crime Compliance, Conduct and Integrity, Associate

Goldman Sachs - Salt Lake City, UT

Employment Type : Full-Time

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.RESPONSIBILITIES AND QUALIFICATIONS:Financial Crime Compliance (FCC), Conduct and Integrity, Analyst/Senior Analyst/Associate – Salt Lake City
Global Compliance prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Financial Crime Compliance team ("FCC") is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery and government sanctions compliance efforts. FCC also has oversight for the Conduct and Integrity team, which is responsible for the firm's Compliance Conduct Program, Business Integrity Program, and supporting the Firmwide Insider Threat Program. These teams, assist with mitigating the risk of misconduct across the firm through support of the Firmwide Conduct Committee, develop policies and procedures to address conduct risk across the firm, administer the firm's Business Integrity Program, including overseeing and completing internal investigations as appropriate, and supporting initiatives from the Firmwide Insider Threat Steering Group.
Principal Responsibilities:
The Conduct and Integrity Officer would be available to assist in all aspects of the firm's Compliance Conduct Program, Business Integrity Program, and supporting the Firmwide Insider Threat Program, including but not limited to:

• Supporting the implementation of anti-bribery policies, procedures and projects

• Overseeing and conducting Business Integrity Program investigations, including drafting investigative plans and summaries

• Developing and executing workstreams designed to mitigate conduct risk

• Developing and analyzing conduct risk data and determining action plans based on data

• Supporting Insider Threat Steering Group initiatives, including developing investigative typologies, developing models, investigating escalations and conducting forensic reviews

• Collaborating with partners on Business Integrity, conduct and insider threat matters, as appropriate

Basic Qualifications:

• Prior experience in compliance, legal, law enforcement, investigations or audit preferred

• Data analytic skills, including knowledge of Alteryx and Tableau, strongly preferred

• Excellent written and verbal communication skills (fluent in English)

• Strong analytical, investigative and risk assessment skills

• Strong knowledge and familiarity with Excel

• Ability to prioritize demanding workflows, be detailed-oriented and well-organized

• Ability to adapt to new changes and new challenges

• Effective interpersonal skills and ability to forge strong relationships with colleagues and clients

• Self-starter, pro-active and able to work independently and yet still be team-oriented

• Experience with other Microsoft Office programs and tools such as World-Check, Factiva and Lexis/Nexis

ABOUT GOLDMAN SACHS: ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

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